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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 662
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/05/2020
  • LEDBURY PLC (CLON)
  • HTTPS://LEDBURYPLC.COM/
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA DE SIMILAR DENOMINACIÓN LEDBURY SICAV PLC
05/05/2020
  • CRYPTOZONE24 (CLON)
  • HTTPS://WEB.CRYPTOZONE24.COM/
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO) 
05/05/2020
  • SAVONE PIERRE BROKERAGE (CLON)
  • WWW.SAVONEPIERREBROKERAGE.COM
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO) 
05/05/2020
  • SOUTH WEST CAPITAL PARTNERS LLP (CLON)
  • HTTPS://WWW.SOUTHWESTCAPITALPARTNERS.CO.UK/INDEX.HTML
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA CON EL MISMO NOMBRE
05/05/2020
  • SLBE BVBA (CLON)
  • WWW.SLBE-BVBA.COM
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA SOLVAS LIFE BVBA
05/05/2020
  • ALPSTONE CAPITAL SERVICES LIMITED (CLON)
  • WWW.ALPSTONECAPITAL.CO.UK
  • WWW.ALPSTONE-CAPITAL.CO.UK
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA CON EL MISMO NOMBRE
05/05/2020
  • ONE CRYPTO TRADE (CLON)
  • WWW.ONECRYPTOTRADE.COM
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO) 
05/05/2020
  • PIERRE LAFONT BROKERAGE (CLON)
  • WWW.PIERRELAFONT-BROKERAGE.COM
  • WWW.PIERRELAFONTBROKERAGE.COM
  • WWW.LAFONT-BROKERAGE.COM
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO) 
05/05/2020
  • UNIVERSAL LEASING LIMITED (CLON)
  • HTTPS://UNIVLL.CO.UK/
  • WWW.UNIVERSAL-LEASINGLTD.CO.UK
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA CON EL MISMO NOMBRE
05/05/2020
  • DEUTSCHE BANK UK / DB UK (CLON)
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA CON EL MISMO NOMBRE DEUTSCHE BANK AG

Consultation criteria: By type unauthorised entities.