Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 5 out of 20
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
11/05/2022 |
|
| FCA (REINO UNIDO) | |
14/10/2015 |
|
| FSMA (BELGICA) | ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) |
14/10/2015 |
|
| FSMA (BELGICA) | ENTIDADES NO AUTORIZADAS QUE OFRECEN OPCIONES BINARIAS Y PRODUCTOS DE FOREX |
05/08/2015 |
|
| FSMA (BELGICA) | ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) |
23/12/2015 |
|
| FSMA (BELGICA) | ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) |
14/10/2015 |
|
| FSMA (BELGICA) | ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) |
08/07/2015 |
|
| FSMA (BELGICA) | ENTIDADES NO AUTORIZADAS QUE OFRECEN OPCIONES BINARIAS Y PRODUCTOS DE FOREX |
27/07/2022 |
|
| FSMA (BELGICA) | LA FSMA HA DETECTADO ESTAFADORES QUE USABAN DE MANERA FRAUDULENTA NOMBRES DE ENTIDADES BANCARIAS, ENTRE LOS QUE SE ENCUENTRAN NATWEST, ING-DIBA, TSB BANK, ULSTER BANK Y BANCA MARCH. LA FSMA ADVIERTE ADEMÁS QUE LOS ESTAFADORES HAN PODIDO USAR DE MANERA FRAUDULENTE EL NOMBRE DE OTRAS ENTIDADES BANCARIAS |
12/02/2020 |
|
| CYSEC (CHIPRE) | ENLACE A LA WEB DEL REGULADOR PARA CONSULTAR LOS DOMINIOS QUE NO CUENTAN CON AUTORIZACION PARA OFRECER SERVICIOS FINANCIEROS <<HTTPS://WWW.CYSEC.GOV.CY/EN-GB/COMPLAINTS/NON-APPROVED-DOMAINS/> |
01/07/2020 |
|
| CYSEC (CHIPRE) | ENLACE A LA WEB DEL REGULADOR PARA CONSULTAR LOS DOMINIOS QUE NO CUENTAN CON AUTORIZACION PARA OFRECER SERVICIOS FINANCIEROS <<HTTPS://WWW.CYSEC.GOV.CY/EN-GB/COMPLAINTS/NON-APPROVED-DOMAINS/> |
Consultation criteria: By type unauthorised entities, By initial V.