Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 6 out of 20
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
14/01/2015 |
|
| DFSA (DINAMARCA) | |
04/03/2015 |
-
VERRAZZANO CAPITAL/VERRAZZANO UK (CLON)
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE |
18/03/2015 |
-
VERBATIM ASSET MANAGEMENT PLC (CLON)
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE |
20/05/2015 |
|
| AMF (FRANCIA) | PÁGINAS WEB QUE OFRECEN INVERSIONES EN OPCIONES BINARIAS SIN ESTAR AUTORIZADAS |
20/05/2015 |
|
| AMF (FRANCIA) | ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE FOREX |
03/06/2015 |
|
| AMF (FRANCIA) | PÁGINAS WEB QUE OFRECEN SERVICIOS DE INVERSIÓN SIN ESTAR AUTORIZADAS. |
24/06/2015 |
-
VANGUARD ASSET MANAGEMENT/VANGUARD DIRECT (CLON)
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCLUACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE |
08/07/2015 |
|
| FSMA (BELGICA) | ENTIDADES NO AUTORIZADAS QUE OFRECEN OPCIONES BINARIAS Y PRODUCTOS DE FOREX |
05/08/2015 |
|
| AMF (FRANCIA) | ENTIDADES NO AUTORIZADAS QUE OFRECEN INVERSIONES EN FOREX |
05/08/2015 |
|
| FSMA (BELGICA) | ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) |
Consultation criteria: By type unauthorised entities, By initial V.