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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 10
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/05/2018
  • VELMON ENTERPRISE LTD
A warning PDF of date 09/05/2018 (new window) CONSOB (ITALIA) 
04/04/2018
  • VERGE FINANCE PRIVATE LENDING
A warning PDF of date 04/04/2018 (new window) FCA (REINO UNIDO) 
07/03/2018
  • VSB MALTA
A warning PDF of date 07/03/2018 (new window) MFSA (MALTA) 
21/02/2018
  • VORTEX PROFITS LIMITED (IRLANDA)
A warning PDF of date 21/02/2018 (new window) CBI (IRLANDA) 
21/02/2018
  • VBM CAPITAL PARTNERS
A warning PDF of date 21/02/2018 (new window) CSSF (LUXEMBURGO) 
14/12/2017
  • VOGEL CAPITAL / COMMERCIAL SUPPORT LP
A warning PDF of date 14/12/2017 (new window) SFSA (SUECIA) 
30/08/2017
  • VIP MARKETS
A warning PDF of date 30/08/2017 (new window) FSMA (BELGICA)ADVERTENCIA SOBRE ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS
05/07/2017
  • VERENT CAPITAL
A warning PDF of date 05/07/2017 (new window) SFSA (SUECIA) 
23/05/2017
  • VRS LAW FIRM
A warning PDF of date 23/05/2017 (new window) FCA (REINO UNIDO) 
15/03/2017
  • VENICE INVESTMENT GROUP LTD
A warning PDF of date 15/03/2017 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities, By initial V.