As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 8 out of 25
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/01/2022
  • UNION APEX CREDIT BANK
A warning PDF of date 19/01/2022 (new window) FCA (REINO UNIDO) 
12/01/2022
  • ULTIMATE-MINING.CO
A warning PDF of date 12/01/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
22/12/2021
  • UKINCOMEBONDS.CO
A warning PDF of date 22/12/2021 (new window) FCA (REINO UNIDO) 
15/12/2021
  • UNIVERSAL CAPITAL INVESTMENT
  • UNIVERSALCAPITALINVESTMENT.COM
A warning PDF of date 15/12/2021 (new window) FCA (REINO UNIDO) 
15/12/2021
  • UKINCOMEBONDS.CO
A warning PDF of date 15/12/2021 (new window) FCA (REINO UNIDO) 
01/12/2021
  • UKINCOMEBONDS.CO
A warning PDF of date 01/12/2021 (new window) FCA (REINO UNIDO) 
17/11/2021
  • UPTRADE
A warning PDF of date 17/11/2021 (new window) FSMA (BELGICA) 
20/10/2021
  • UNION CREDIT
A warning PDF of date 20/10/2021 (new window) FSMA (BELGICA)LA FSMA ADVIERTE AL PÚBLICO ACERCA DE LAS ACTIVIDADES DE PRESTAMISTAS NO AUTORIZADOS QUE OFRECEN FALSOS CRÉDITOS A CONSUMIDORES
20/10/2021
  • UNION INVESTMENT LUXEMBOURG (CLONE) /
A warning PDF of date 20/10/2021 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO CON DENOMINACIÓN UNION INVESTMENT LUXEMBOURG S.A
20/10/2021
  • UK FIXED BONDS
A warning PDF of date 20/10/2021 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial U.