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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 9 out of 10
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/07/2019
  • UNIVERSE MARKETS / WHITESQUARE TRADING LTD
A warning PDF of date 17/07/2019 (new window) FMA (AUSTRIA) 
25/05/2016
  • UNSECURED LOAN CALL ME (CLON)
A warning PDF of date 25/05/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
25/05/2016
  • UNSECURED LOAN FOR ALL / UNSECURED LOAN 4 ALL (CLON)
A warning PDF of date 25/05/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
10/05/2017
  • UP4X LTD
A warning PDF of date 10/05/2017 (new window) CONSOB (ITALIA) 
18/07/2007
  • UPCB PRIVE BANCO
A warning PDF of date 18/07/2007 (new window) FSC (ISLA DE MAN) 
28/02/2018
  • UPHOLD
A warning PDF of date 28/02/2018 (new window) CSSF (LUXEMBURGO) 
31/10/2007
  • URBAN PRIVATE FINANCE
A warning PDF of date 31/10/2007 (new window) JFSC (JERSEY) 
31/10/2007
  • URBAN PRIVATE FINANCE CORPORATION
A warning PDF of date 31/10/2007 (new window) JFSC (JERSEY) 
11/05/2005
  • US CAPITAL FX
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 
14/06/2006
  • USL, UNIVERSAL SAVINGS & LOAN BANK
A warning PDF of date 14/06/2006 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial U.