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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 9
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/09/2010
  • UNICON CONSULTING AG
A warning PDF of date 29/09/2010 (new window) FMA (AUSTRIA) 
17/10/2018
  • UNICOMINSURANCE.NET (CLON)
A warning PDF of date 17/10/2018 (new window) FCA (REINO UNIDO) 
03/08/2016
  • UNEMPLOYED LOANS
A warning PDF of date 03/08/2016 (new window) FCA (REINO UNIDO) 
15/09/2010
  • UNAICO LTD. (ENIGRO GROUP)
A warning PDF of date 15/09/2010 (new window) FMA (AUSTRIA) 
01/07/2009
  • UMBS ONLINE BANK LIMITED
A warning PDF of date 01/07/2009 (new window) JFSC (JERSEY) 
23/08/2006
  • ULSTER BANK INVESTMENT OFFER
A warning PDF of date 23/08/2006 (new window) FSC (ISLA DE MAN) 
05/06/2019
  • UKI/ FOREXUKI/ FOREX UKI (CLON)
A warning PDF of date 05/06/2019 (new window) FCA (REINO UNIDO) 
28/08/2019
  • UKFINVEST / UKFINANCIAL INVESTMENTS / ALDIMA LTD
A warning PDF of date 28/08/2019 (new window) FMA (AUSTRIA) 
09/08/2017
  • UK TECH PROTECT LIMITED
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 
05/02/2014
  • UK RBB BARCLAYS BUSINESS
A warning PDF of date 05/02/2014 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial U.