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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 9
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/07/2007
  • UNION TRUST SECURITIES
A warning PDF of date 18/07/2007 (new window) FSC (ISLA DE MAN) 
09/03/2011
  • UNIQUE ASSET LLC, HONG KONG EXCHANGES AND CLEARING LIMITED
A warning PDF of date 09/03/2011 (new window) FMA (AUSTRIA) 
28/02/2018
  • UNIQUE GLOBAL INVESTMENT GESBR
A warning PDF of date 28/02/2018 (new window) FMA (AUSTRIA) 
14/02/2007
  • UNISPAR UNIVERSAL SPARKASSE EKONOMISK FÖRENING
A warning PDF of date 14/02/2007 (new window) SFSA (SUECIA) 
28/03/2012
  • UNITED ADVISORY PARTNERS
A warning PDF of date 28/03/2012 (new window) SFSA (SUECIA) 
28/03/2012
  • UNITED CAPITAL FOREX LIMITED
A warning PDF of date 28/03/2012 (new window) GFSC (GIBRALTAR)ESTA SOCIEDAD UTILIZA PARA PRESENTARSE UNA CARTA SUPUESTAMENTE EMITIDA POR LA FSC, AUTORIDAD SUPERVISORA GIBRALTAREÑA, QUE ES FALSA
21/02/2018
  • UNITED CAPITAL GROUP
A warning PDF of date 21/02/2018 (new window) CSSF (LUXEMBURGO) 
13/10/2011
  • UNITED EUROPE BUSINESS GROUP (UEBG)
A warning PDF of date 13/10/2011 (new window) MFSA (MALTA) 
17/12/2014
  • UNITED GLOBAL TRADING
A warning PDF of date 17/12/2014 (new window) FSMA (BELGICA) 
20/06/2018
  • UNITED LIMITED / Y2 MEDIA GROUP LTD
A warning PDF of date 20/06/2018 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities, By initial U.