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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 9
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/02/2012
  • UNIVERSAL LIBERTY EXPRESS BANK
A warning PDF of date 22/02/2012 (new window) FSMA (BELGICA) 
23/11/2011
  • UFX BANK
A warning PDF of date 23/11/2011 (new window) FSMA (BELGICA) 
13/10/2011
  • UNITED EUROPE BUSINESS GROUP (UEBG)
A warning PDF of date 13/10/2011 (new window) MFSA (MALTA) 
09/03/2011
  • UTC INTERNATIONAL SERVICES
A warning PDF of date 09/03/2011 (new window) FSA (REINO UNIDO) 
09/03/2011
  • UNIQUE ASSET LLC, HONG KONG EXCHANGES AND CLEARING LIMITED
A warning PDF of date 09/03/2011 (new window) FMA (AUSTRIA) 
29/09/2010
  • UNICON CONSULTING AG
A warning PDF of date 29/09/2010 (new window) FMA (AUSTRIA) 
15/09/2010
  • UNAICO LTD. (ENIGRO GROUP)
A warning PDF of date 15/09/2010 (new window) FMA (AUSTRIA) 
21/07/2010
  • UNIVERSAL CONSOLIDATED
A warning PDF of date 21/07/2010 (new window) FSA (REINO UNIDO) 
02/12/2009
  • UFXBANK
A warning PDF of date 02/12/2009 (new window) CVM (BRASIL) 
07/10/2009
  • UNITED SUCCESS FINANCIAL LIMITED
A warning PDF of date 07/10/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial U.