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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 9
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/07/2012
  • UNICORN FINANCE GROUP
A warning PDF of date 11/07/2012 (new window) FSA (REINO UNIDO) 
28/03/2012
  • UNITED ADVISORY PARTNERS
A warning PDF of date 28/03/2012 (new window) SFSA (SUECIA) 
28/03/2012
  • UNITED CAPITAL FOREX LIMITED
A warning PDF of date 28/03/2012 (new window) GFSC (GIBRALTAR)ESTA SOCIEDAD UTILIZA PARA PRESENTARSE UNA CARTA SUPUESTAMENTE EMITIDA POR LA FSC, AUTORIDAD SUPERVISORA GIBRALTAREÑA, QUE ES FALSA
14/03/2012
  • UST FINANCIAL SERVICES CORP.
A warning PDF of date 14/03/2012 (new window) SFSA (SUECIA) 
22/02/2012
  • UNIVERSAL LIBERTY EXPRESS BANK
A warning PDF of date 22/02/2012 (new window) FSMA (BELGICA) 
23/11/2011
  • UFX BANK
A warning PDF of date 23/11/2011 (new window) FSMA (BELGICA) 
13/10/2011
  • UNITED EUROPE BUSINESS GROUP (UEBG)
A warning PDF of date 13/10/2011 (new window) MFSA (MALTA) 
09/03/2011
  • UTC INTERNATIONAL SERVICES
A warning PDF of date 09/03/2011 (new window) FSA (REINO UNIDO) 
09/03/2011
  • UNIQUE ASSET LLC, HONG KONG EXCHANGES AND CLEARING LIMITED
A warning PDF of date 09/03/2011 (new window) FMA (AUSTRIA) 
29/09/2010
  • UNICON CONSULTING AG
A warning PDF of date 29/09/2010 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial U.