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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 9
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/02/2018
  • UNIQUE GLOBAL INVESTMENT GESBR
A warning PDF of date 28/02/2018 (new window) FMA (AUSTRIA) 
21/02/2018
  • UNITED CAPITAL GROUP
A warning PDF of date 21/02/2018 (new window) CSSF (LUXEMBURGO) 
09/08/2017
  • UK TECH PROTECT LIMITED
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 
10/05/2017
  • UP4X LTD
A warning PDF of date 10/05/2017 (new window) CONSOB (ITALIA) 
25/01/2017
  • UK MONEY LENDERS (CLON)
A warning PDF of date 25/01/2017 (new window) FCA (REINO UNIDO) 
19/10/2016
  • UTC INVEST
A warning PDF of date 19/10/2016 (new window) AMF (FRANCIA) 
13/10/2016
  • UTILITY BILL SOLUTIONS
A warning PDF of date 13/10/2016 (new window) FCA (REINO UNIDO) 
24/08/2016
  • UNITED TRADING MARKETS (UT MARKETS)
A warning PDF of date 24/08/2016 (new window) BFSC (BULGARIA) 
03/08/2016
  • UBS GLOBAL INVESTMENT MANAGEMENT LTD (CLON)
A warning PDF of date 03/08/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN
03/08/2016
  • UNEMPLOYED LOANS
A warning PDF of date 03/08/2016 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial U.