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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 9
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/08/2019
  • UKFINVEST / UKFINANCIAL INVESTMENTS / ALDIMA LTD
A warning PDF of date 28/08/2019 (new window) FMA (AUSTRIA) 
31/07/2019
  • UAB ELORONA AND UAB ROLNETA.
A warning PDF of date 31/07/2019 (new window) CONSOB (ITALIA) 
31/07/2019
  • UNITED MARKETS CAPITAL
A warning PDF of date 31/07/2019 (new window) AFM (PAISES BAJOS (HOLANDA)) 
17/07/2019
  • UNIVERSE MARKETS / WHITESQUARE TRADING LTD
A warning PDF of date 17/07/2019 (new window) FMA (AUSTRIA) 
19/06/2019
  • UK FURTHER TRADING CO LIMITED T/A AMG CAPITAL PARTNERS LIMITED (CLON)
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
19/06/2019
  • UK INVESTMENTS
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
05/06/2019
  • UKI/ FOREXUKI/ FOREX UKI (CLON)
A warning PDF of date 05/06/2019 (new window) FCA (REINO UNIDO) 
20/03/2019
  • UNION CAPITAL PARTNERS
A warning PDF of date 20/03/2019 (new window) FCA (REINO UNIDO) 
13/03/2019
  • UW INVESTMENT
A warning PDF of date 13/03/2019 (new window) DFSA (DINAMARCA)EL REGULADOR ADVIERTE DEL USO FRAUDUENTO DEL NOMBRE Y AUTORIZACION DE LA SOCIEDAD REGISTRADA IWC INVESTMENT PARTNERS A/S Y SU WEB <HTTPS://WWW.IWC.DK/>.
20/02/2019
  • UNION FINANCES
A warning PDF of date 20/02/2019 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial U.