As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 67
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/03/2022
  • TC NEW HORIZON (CLONE)
A warning PDF of date 02/03/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS Y DE DENOMINACIÓN TC NEW HORIZON GLOBAL BALANCED FUND Y TC NEW HORIZON ICAV.
18/11/2020
  • TRADETHEATRE EU LTD
A warning PDF of date 18/11/2020 (new window) CBI (IRLANDA) 
04/03/2020
  • TRANSFER AUTHORITY INTERNATIONAL (CHINA/JAPON)
A warning PDF of date 04/03/2020 (new window) CBI (IRLANDA) 
03/05/2018
  • TOTAL INTERNATIONAL C.P.A. LTD (USA)
A warning PDF of date 03/05/2018 (new window) CBI (IRLANDA) 
27/09/2023
  • THE EMERALD FUND ICAV (CLONE)
A warning PDF of date 27/09/2023 (new window) CBI (IRLANDA) 
16/01/2019
  • TRADE CAPITAL/TRADE CAPITAL INVESTMENTS LLC (SUIZA)
A warning PDF of date 16/01/2019 (new window) CBI (IRLANDA) 
10/02/2021
  • THE CAPITAL HOLDING COMPANY (CLON, OPERANDO COMO BEFOREX CAPITAL)
A warning PDF of date 10/02/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA THE CAPITAL HOLDINGS FUND PLC.
06/09/2023
  • TEMPLE MONEY
A warning PDF of date 06/09/2023 (new window) CBI (IRLANDA) 
15/06/2022
  • TRADING GLOBAL SWAPS FINANCIAL INC.
A warning PDF of date 15/06/2022 (new window) CBI (IRLANDA) 
28/03/2007
  • TAHOE FUTURES (TAHOE)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 

Consultation criteria: By type unauthorised entities, By initial T.