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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 40
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/11/2020
  • TOP-UP FINANCE LTD/ TOPUP FINANCE LTD/ TOPUP FINANCE (CLON)
A warning PDF of date 25/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA WEB WWW.TOPUPFINANCE.CO.UK <HTTP://WWW.TOPUPFINANCE.CO.UK>, PERTENECIENTE A LA ENTIDAD DEBIDAMENTE REGISTRADA ADV FINANCE LTD.
25/11/2020
  • THE ROYAL LONDON MUTUAL INSURANCE SOCIETY LIMITED (CLON)
A warning PDF of date 25/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS ROYAL LONDON MUTUAL INSURANCE SOCIETY LIMITED / ROYAL LONDON MARKETING LIMITED
25/11/2020
  • TRADERSCHAIN
A warning PDF of date 25/11/2020 (new window) FSMA (BELGICA) 
18/11/2020
  • THE CUBE FUND EU
A warning PDF of date 18/11/2020 (new window) FCA (REINO UNIDO) 
18/11/2020
  • TRADETHEATRE EU LTD
A warning PDF of date 18/11/2020 (new window) CBI (IRLANDA) 
11/11/2020
  • TENANTS DISREPAIR HELP
A warning PDF of date 11/11/2020 (new window) FCA (REINO UNIDO) 
11/11/2020
  • THUNDER LOANS
A warning PDF of date 11/11/2020 (new window) FCA (REINO UNIDO) 
04/11/2020
  • THE MONEY MARKET
  • THEMONEYMARKET.CO.UK
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO) 
04/11/2020
  • TOP WEALTH BONDS
  • TOPWEALTHBONDS.COM
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO) 
04/11/2020
  • TOPUKPROPERTYBONDS.CO.UK
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial T.