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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 40
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
01/09/2020
  • THIERRY ROCHELLE PRIVATE EQUITY (CLON)
A warning PDF of date 01/09/2020 (new window) FCA (REINO UNIDO) 
01/09/2020
  • TRADERSCHAIN
A warning PDF of date 01/09/2020 (new window) FCA (REINO UNIDO) 
01/09/2020
  • TYNE FINANCE (CLON)
A warning PDF of date 01/09/2020 (new window) FCA (REINO UNIDO) 
01/09/2020
  • THIERRY ROCHELLE PRIVATE EQUITY
A warning PDF of date 01/09/2020 (new window) CSSF (LUXEMBURGO) 
25/08/2020
  • TFX25
A warning PDF of date 25/08/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
19/08/2020
  • TRADE FXX
A warning PDF of date 19/08/2020 (new window) FCA (REINO UNIDO) 
19/08/2020
  • THE EASY LOANS
A warning PDF of date 19/08/2020 (new window) FCA (REINO UNIDO) 
12/08/2020
  • TRADIXA LTD
A warning PDF of date 12/08/2020 (new window) FMA (AUSTRIA) 
05/08/2020
  • TENDO LOAN (CLON)
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
05/08/2020
  • TD GLOBAL FINANCE (CLON)
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial T.