As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 57 out of 86
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/05/2012
  • SQUARE MILE FINANCE
A warning PDF of date 09/05/2012 (new window) FSA (REINO UNIDO) 
18/07/2012
  • SUMITOMO FINANCIAL CORPORATION
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO) 
22/08/2012
  • SPRINGHILL GROUP
A warning PDF of date 22/08/2012 (new window) FSA (REINO UNIDO) 
27/06/2012
  • SPRINGHILL GROUP
A warning PDF of date 27/06/2012 (new window) FSA (REINO UNIDO) 
27/06/2012
  • SWISS GLOBAL ASSET MANAGEMENT
A warning PDF of date 27/06/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS SIGUIENTES ENTIDADES DEBIDAMENTE AUTORIZADAS: SWISS & GLOBAL ASSET MANAGEMENT (LUXEMBOURG) SA Y SWISS & GLOBAL ASSET MANAGEMENT SA
23/02/2011
  • STANTON GOLDSTEIN
A warning PDF of date 23/02/2011 (new window) FSA (REINO UNIDO) 
02/03/2011
  • SUMMIT HOLDINGS
A warning PDF of date 02/03/2011 (new window) FSA (REINO UNIDO) 
21/07/2010
  • SELECT AMERICAN TRANSFER CO.
A warning PDF of date 21/07/2010 (new window) FSA (REINO UNIDO) 
16/02/2011
  • SIDSTONE, GRAY & PARTNERS
A warning PDF of date 16/02/2011 (new window) FSA (REINO UNIDO) 
09/03/2011
  • STANDARD HOKORI GROUP
A warning PDF of date 09/03/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial S.