As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 54 out of 86
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/12/2015
  • SUMMIT CAPITAL MANAGEMENT
A warning PDF of date 16/12/2015 (new window) CONSOB (ITALIA) 
16/12/2015
  • STANDARD CHARTERED MUTUAL SERVICES (CLON)
A warning PDF of date 16/12/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
02/12/2015
  • ST. WORLD TRADE INC.
A warning PDF of date 02/12/2015 (new window) CONSOB (ITALIA) 
28/10/2015
  • STRATEGIC ASSET MANAGEMENT LIMITED (IRELAND)
A warning PDF of date 28/10/2015 (new window) EI_CBI (IRLANDA) 
29/04/2015
  • SHIELDS CORPORATE PARTNERS
A warning PDF of date 29/04/2015 (new window) FCA (REINO UNIDO) 
22/04/2015
  • SPARROW CAPITAL PARTNERS (CLON)
A warning PDF of date 22/04/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
18/03/2015
  • SOUTHEAST ASIA TRADERS
A warning PDF of date 18/03/2015 (new window) DFSA (DINAMARCA) 
11/03/2015
  • SAITO MERGERS & ACQUISITIONS
A warning PDF of date 11/03/2015 (new window) FSMA (BELGICA) 
04/03/2015
  • SILVER PHOENIX INVESTMENTS
A warning PDF of date 04/03/2015 (new window) AMF (FRANCIA) 
25/02/2015
  • SCHWARZ & STIEN PARTNERS
A warning PDF of date 25/02/2015 (new window) FSAN (NORUEGA) 

Consultation criteria: By type unauthorised entities, By initial S.