As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/06/2021
  • SWEUK CONSULTING / SWEUK CONSULTANCY LIMITED
A warning PDF of date 23/06/2021 (new window) CBI (IRLANDA) 
17/02/2021
  • SWIFT FINANCES / SWIFT FINANCE UK (CLONE)
A warning PDF of date 17/02/2021 (new window) CBI (IRLANDA) 
19/05/2021
  • STATE STREET LIQUIDITY (CLONE)
A warning PDF of date 19/05/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN STATE STREET LIQUIDITY PLC.
19/05/2021
  • STATE STREET LIQUIDITY (CLONE)
A warning PDF of date 19/05/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN STATE STREET LIQUIDITY PLC.
19/05/2021
  • SPARX FUNDS PLC (CLONE)
A warning PDF of date 19/05/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON IDÉNTICA DENOMINACIÓN SPARX FUNDS PLC.
06/05/2020
  • STOCKGLOBAL (ISLAS MARSHALL)
A warning PDF of date 06/05/2020 (new window) CBI (IRLANDA) 
02/12/2020
  • SWANNTECH INTERNATIONAL (REINO UNIDO Y SUIZA)
A warning PDF of date 02/12/2020 (new window) CBI (IRLANDA) 
19/05/2021
  • SPARX FUNDS PLC (CLONE)
A warning PDF of date 19/05/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON IDÉNTICA DENOMINACIÓN SPARX FUNDS PLC.
03/04/2024
  • SHARK LENDERS (CLONE)
A warning PDF of date 03/04/2024 (new window) CBI (IRLANDA) 
03/04/2024
  • SCALE FINANCES (CLONE)
A warning PDF of date 03/04/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA, QUE HA USADO LA DIRECCIÓN DE CORREO ELECTRÓNICO INFO@SCALEFINANCES.COM Y EL CHAT <HTTPS://T.ME/LOANTEAM1/>, HA CLONADO LOS DETALLES DE LA ENTIDAD E&L CREDIT LIMITED, CON QUIEN NO GUARDA NINGUNA RELACIÓN.

Consultation criteria: By type unauthorised entities, By initial S.