As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 50 out of 86
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
06/09/2017
  • SWISS LIFE (CLON)
A warning PDF of date 06/09/2017 (new window) FCA (REINO UNIDO) 
06/09/2017
  • STANDARD FIDELITY
A warning PDF of date 06/09/2017 (new window) FCA (REINO UNIDO) 
30/08/2017
  • SUISSE OPTION / PRIMARY STREAM LIMITED
A warning PDF of date 30/08/2017 (new window) FSMA (BELGICA)ADVERTENCIA SOBRE ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS
09/08/2017
  • SAKAI, YAO AND PARTNERS
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 
12/07/2017
  • STAMFORD WEALTH / STANFORD WEALTH / STANFORD WELLS (CLON)
A warning PDF of date 12/07/2017 (new window) FCA (REINO UNIDO) 
07/06/2017
  • SPOT2TRADE LTD
A warning PDF of date 07/06/2017 (new window) CONSOB (ITALIA) 
31/05/2017
  • SAVAS INVESTORS
A warning PDF of date 31/05/2017 (new window) SSMA (ESLOVENIA) 
23/05/2017
  • SECURITY CAPITAL CONSULTANTS
A warning PDF of date 23/05/2017 (new window) FCA (REINO UNIDO) 
26/04/2017
  • S.O. STRATEGIC PARTNERSHIP LP / FINTECH TECHNOLOGIES LIMITED
A warning PDF of date 26/04/2017 (new window) CONSOB (ITALIA) 
19/04/2017
  • SINO LINK JAPAN / MYPAL INTERNATIONAL CO, LIMITED / BAI XIN CHENG LIMITED
A warning PDF of date 19/04/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).

Consultation criteria: By type unauthorised entities, By initial S.