As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 49 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/10/2019
  • SIGNAL INVENTION S.R.O.
A warning PDF of date 23/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE VARIAS PÁGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
23/10/2019
  • STSCRYPTO
A warning PDF of date 23/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE VARIAS PÁGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
30/10/2019
  • STOCK GLOBAL
A warning PDF of date 30/10/2019 (new window) FSMA (BELGICA) 
04/12/2019
  • SHORE CAPITAL MARKETS / SHORE CAPITAL MARKETS UK
A warning PDF of date 04/12/2019 (new window) FCA (REINO UNIDO) 
04/12/2019
  • STANWICK WEALTH / STANWICK WEALTH ADVISORY
A warning PDF of date 04/12/2019 (new window) FCA (REINO UNIDO) 
11/12/2019
  • STI-GLOBAL
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
11/12/2019
  • STOCKOTRADEFX \ ULTIMATECRYPTOFX \ TRADEVIBEFX (CLON)
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
11/12/2019
  • STEP TO CHANGE \ STEP CHANGING (CLON)
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
11/12/2019
  • SBAV GROUP
A warning PDF of date 11/12/2019 (new window) FSMA (BELGICA) 
11/12/2019
  • STRUCTURED STRATEGIC CAPITAL
A warning PDF of date 11/12/2019 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial S.