As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

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Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/12/2020
  • SYSTEMGATES LTD
A warning PDF of date 09/12/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
30/11/2022
  • SYOS SPACE
A warning PDF of date 30/11/2022 (new window) FMA (AUSTRIA) 
16/09/2020
  • SYNTEGRA CAPITAL (CLON)
A warning PDF of date 16/09/2020 (new window) FCA (REINO UNIDO) 
07/09/2011
  • SYNERGY EUROPE
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
25/11/2020
  • SYNERGY CAPITALS
A warning PDF of date 25/11/2020 (new window) FSMA (BELGICA) 
25/01/2012
  • SYNERGY CAPITAL LLC
A warning PDF of date 25/01/2012 (new window) FSA (REINO UNIDO) 
05/10/2011
  • SYNERGY CAPITAL
A warning PDF of date 05/10/2011 (new window) SFSA (SUECIA) 
23/03/2011
  • SYNDICATED WEALTH GROUP
A warning PDF of date 23/03/2011 (new window) SFSA (SUECIA) 
01/06/2011
  • SYNDICATED WEALTH GROUP
A warning PDF of date 01/06/2011 (new window) FMA (AUSTRIA) 
05/12/2018
  • SYMMONS ADVISORS LLC
A warning PDF of date 05/12/2018 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial S.