As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 56 out of 86
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/09/2014
  • S.C. BINARY FLOOR ONLINE LTD
A warning PDF of date 17/09/2014 (new window) CYSEC (CHIPRE) 
03/09/2014
  • STRATFORD PRIVATE EQUITY PLC
A warning PDF of date 03/09/2014 (new window) SFSA (SUECIA) 
30/07/2014
  • SIGMA CAPITAL ADVISORS
A warning PDF of date 30/07/2014 (new window) FSMA (BELGICA) 
16/07/2014
  • SPRINGER ASSET MANGEMENT
A warning PDF of date 16/07/2014 (new window) SFSA (SUECIA) 
02/07/2014
  • STEALTH TAKEOVERS
A warning PDF of date 02/07/2014 (new window) EI_CBI (IRLANDA) 
25/06/2014
  • SIERRA FINANCE ASSET MANAGEMENT
A warning PDF of date 25/06/2014 (new window) FCA (REINO UNIDO) 
25/06/2014
  • STRATEGIC GLOBAL EQUITY
A warning PDF of date 25/06/2014 (new window) FSAN (NORUEGA) 
18/06/2014
  • SETH COHEN LLP
A warning PDF of date 18/06/2014 (new window) FCA (REINO UNIDO) 
28/05/2014
  • SCOTT THOMAS WEALTH ADVISORY
A warning PDF of date 28/05/2014 (new window) FCA (REINO UNIDO) 
07/05/2014
  • STENSLAND PENSJON OG FINANS ANS
A warning PDF of date 07/05/2014 (new window) CNB (REPUBLICA CHECA) 

Consultation criteria: By type unauthorised entities, By initial S.