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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/10/2020
  • STAUNCH CAPITAL / STAUNCH CAPITAL INVESTMENT
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO) 
07/10/2020
  • SANDS CAPITAL (CLON)
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO) 
07/10/2020
  • SAXO BANK/ SAXO CAPITAL (CLON)
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA SAXO CAPITAL MARKETS LIMITED
07/10/2020
  • SMI MARKETS
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO) 
07/10/2020
  • SADI FINANCE
  • SADI FINANCE LIMITED SPAIN OFFICE
  • SADI FINANCE LIMITED INDIA OFFICE
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO) 
30/09/2020
  • SERVICE MEER
A warning PDF of date 30/09/2020 (new window) FSMA (BELGICA) 
30/09/2020
  • SELVA BANK
A warning PDF of date 30/09/2020 (new window) FSMA (BELGICA) 
30/09/2020
  • SOLIDCAPITAL
A warning PDF of date 30/09/2020 (new window) FSMA (BELGICA) 
30/09/2020
  • SWEET LOANZ (CLON)
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
30/09/2020
  • SCOTIABANK (CLON)
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial S.