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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 22
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/03/2011
  • RUBEN KATZ COMPANY LTD
A warning PDF of date 30/03/2011 (new window) CYSEC (CHIPRE) 
16/03/2011
  • RAISINO HOLDINGS LTD
A warning PDF of date 16/03/2011 (new window) CYSEC (CHIPRE) 
03/06/2015
  • ROBINSON SECURITIES LLC.
A warning PDF of date 03/06/2015 (new window) EI_CBI (IRLANDA) 
30/05/2012
  • RUSSELL ACQUISITION GROUP
A warning PDF of date 30/05/2012 (new window) EI_CBI (IRLANDA) 
25/03/2002
  • ROYAL CAMBRIDGE SECURITIES CORP.
A warning PDF of date 25/03/2002 (new window) EI_CBI (IRLANDA) 
19/01/2011
  • ROONEY GALLAGHER PRIVATE EQUITY PARTNERS LLC
A warning PDF of date 19/01/2011 (new window) EI_CBI (IRLANDA) 
09/05/2012
  • RUSSELL MERGER GROUP
A warning PDF of date 09/05/2012 (new window) EI_CBI (IRLANDA) 
25/11/2015
  • RK TRADING / ROLAND KEMENY (CLON)
A warning PDF of date 25/11/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
02/03/2016
  • ROLAND PUCHTA (CLON)
A warning PDF of date 02/03/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
20/01/2016
  • RIGHT CAPITAL SERVICES
A warning PDF of date 20/01/2016 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial R.