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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 28
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/07/2021
  • ROYAL STATE BANK
A warning PDF of date 07/07/2021 (new window) CSSF (LUXEMBURGO) 
23/06/2021
  • REVOTRADE LTD
A warning PDF of date 23/06/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
23/06/2021
  • REMAXIMA
A warning PDF of date 23/06/2021 (new window) CBI (IRLANDA) 
19/05/2021
  • RENAISSANCE INVEST LTD
A warning PDF of date 19/05/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
12/05/2021
  • RIO SOLAR ENERGY
A warning PDF of date 12/05/2021 (new window) FCA (REINO UNIDO) 
05/05/2021
  • RIVA FINANCIAL SYSTEMS
A warning PDF of date 05/05/2021 (new window) CSSF (LUXEMBURGO) 
05/05/2021
  • ROYAL BANK (EUROPE) S.À R.L. & CIE, S.C.A. SOCIÉTÉ EN COMMANDITE PAR ACTIONS
A warning PDF of date 05/05/2021 (new window) CSSF (LUXEMBURGO) 
14/04/2021
  • RADIAN INVESTMENT MANAGEMENT (CLON)
A warning PDF of date 14/04/2021 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN RADIAN INVESTMENT MANAGEMENT S.A.
24/03/2021
  • REPUBLIC LOANS
A warning PDF of date 24/03/2021 (new window) CBI (IRLANDA) 
24/02/2021
  • REPUBLICLOANS / REPUBLIC LOANS
A warning PDF of date 24/02/2021 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial R.