As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 7 out of 35
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/06/2022
  • RSI-FX
A warning PDF of date 29/06/2022 (new window) FCA (REINO UNIDO) 
22/06/2022
  • REINET CAPITALS (CLON)
A warning PDF of date 22/06/2022 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES ESTABLECIDAS EN LUXEMBURGO CON SIMILAR DENOMINACIÓN REINET FUND MANAGER S.A., REINET INVESTMENT MANAGER S.A, REINET INVESTMENTS S.C.A., NI REINET FUND S.C.A., F.I.S
01/06/2022
  • REXWIN FINANCIAL
A warning PDF of date 01/06/2022 (new window) FSMA (BELGICA) 
01/06/2022
  • RACHWIN
A warning PDF of date 01/06/2022 (new window) FSMA (BELGICA) 
25/05/2022
  • RATNER HARWOOD AND ASSOCIATES LLC
A warning PDF of date 25/05/2022 (new window) FCA (REINO UNIDO) 
13/04/2022
  • REAL FACTOR FX
A warning PDF of date 13/04/2022 (new window) FCA (REINO UNIDO) 
06/04/2022
  • ROCKETCHART / SEVENTH LINE CORPORATION LTD
A warning PDF of date 06/04/2022 (new window) FMA (AUSTRIA) 
06/04/2022
  • ROCCA FINANCIAL GROUP
A warning PDF of date 06/04/2022 (new window) FCA (REINO UNIDO) 
30/03/2022
  • ROYALTON INVESTMENTS LIMITED
A warning PDF of date 30/03/2022 (new window) FCA (REINO UNIDO) 
16/03/2022
  • ROICRYPTO.ICU
A warning PDF of date 16/03/2022 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial R.