As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 35
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
01/07/2020
  • RSM FINANCE
A warning PDF of date 01/07/2020 (new window) CSSF (LUXEMBURGO) 
22/06/2022
  • REINET CAPITALS (CLON)
A warning PDF of date 22/06/2022 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES ESTABLECIDAS EN LUXEMBURGO CON SIMILAR DENOMINACIÓN REINET FUND MANAGER S.A., REINET INVESTMENT MANAGER S.A, REINET INVESTMENTS S.C.A., NI REINET FUND S.C.A., F.I.S
03/05/2023
  • ROYAL INVESTMENT CONSORTIUM
A warning PDF of date 03/05/2023 (new window) CSSF (LUXEMBURGO) 
21/06/2023
  • RAKUTEN BANK S.A
A warning PDF of date 21/06/2023 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA, QUE USA DIRECCIONES DE CORREO ELECTRÓNICOS CON LA ESTRUCTURA NOMBRE.APELLIDO@EUROPERAKBK.COM Y NOMBRE.APELLIDO@BKRAKUTENEUROPE-ONLINE.COM , NO GUARDA RELACIÓN CON LA ENTIDAD REGISTRADA EN LUXEMBURGO RAKUTEN EUROPE BANK S.A.
11/05/2011
  • ROIET TRADING
A warning PDF of date 11/05/2011 (new window) CSSF (LUXEMBURGO) 
14/04/2021
  • RADIAN INVESTMENT MANAGEMENT (CLONE)
A warning PDF of date 14/04/2021 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN RADIAN INVESTMENT MANAGEMENT S.A.
05/05/2021
  • ROYAL BANK (EUROPE) S.À R.L. & CIE, S.C.A. SOCIÉTÉ EN COMMANDITE PAR ACTIONS
A warning PDF of date 05/05/2021 (new window) CSSF (LUXEMBURGO) 
14/10/2020
  • ROYAL BANC
A warning PDF of date 14/10/2020 (new window) CSSF (LUXEMBURGO) 
05/05/2021
  • RIVA FINANCIAL SYSTEMS
A warning PDF of date 05/05/2021 (new window) CSSF (LUXEMBURGO) 
15/06/2011
  • RYHAT ESTABLISHMENT INVESTMENT TRUST
A warning PDF of date 15/06/2011 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities, By initial R.