As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 11 out of 35
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/12/2020
  • RT GLOBAL LTD
A warning PDF of date 09/12/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
18/11/2020
  • RBC CAPITAL MARKETS / RBC INVESTOR & TREASURY SERVICES / RBC FINANCIAL GROUP (CLON)
A warning PDF of date 18/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ROYAL BANK OF CANADA
11/11/2020
  • RMITRADE
A warning PDF of date 11/11/2020 (new window) FCA (REINO UNIDO) 
11/11/2020
  • ROYALTYFINANCE
A warning PDF of date 11/11/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
04/11/2020
  • RBC CAPITAL MARKETS / RBC INVESTOR & TREASURY SERVICES / RBC FINANCIAL GROUP (CLON)
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ROYAL BANK OF CANADA
04/11/2020
  • REDMAINE COOPER PRICE (CLON)
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA RCP
28/10/2020
  • ROMEINPARIS
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO) 
21/10/2020
  • RTTFX
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO) 
14/10/2020
  • RICHEMONTSON
A warning PDF of date 14/10/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
14/10/2020
  • ROYAL BANC
A warning PDF of date 14/10/2020 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities, By initial R.