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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 21
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/08/2019
  • ROSEWELL CONSULTING GROUP
A warning PDF of date 21/08/2019 (new window) FCA (REINO UNIDO) 
13/02/2019
  • ROYSTON CARR ASSET MANAGEMENT
A warning PDF of date 13/02/2019 (new window) FMA (AUSTRIA) 
30/01/2019
  • RAM SOLUTIONS GROUP
A warning PDF of date 30/01/2019 (new window) SFSA (SUECIA) 
16/01/2019
  • RESONA DAI-ICHI GROUP
A warning PDF of date 16/01/2019 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS).
16/01/2019
  • RAVENSTONE CORPORATE PARTNERS
A warning PDF of date 16/01/2019 (new window) FCA (REINO UNIDO) 
21/11/2018
  • RICHMOND INVESTING
A warning PDF of date 21/11/2018 (new window) CONSOB (ITALIA) 
07/11/2018
  • REG INVESTMENT BANK
A warning PDF of date 07/11/2018 (new window) FCA (REINO UNIDO) 
07/11/2018
  • RWM HOLDINGS
A warning PDF of date 07/11/2018 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
07/11/2018
  • ROYSTON CARR ASSET MANAGEMENT
A warning PDF of date 07/11/2018 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
07/11/2018
  • REED CAVENDISH WEALTH MANAGEMENT
A warning PDF of date 07/11/2018 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).

Consultation criteria: By type unauthorised entities, By initial R.