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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 7 out of 16
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/08/2017
  • ONETWOTRADE / UP & DOWN MARKETING LTD
A warning PDF of date 30/08/2017 (new window) FSMA (BELGICA)ADVERTENCIA SOBRE ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS
04/10/2017
  • ONEX BUSAN FINANCIAL
A warning PDF of date 04/10/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
25/06/2014
  • ONLINE BINARY OPTIONS TRADING PLATFORMS
A warning PDF of date 25/06/2014 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
04/03/2020
  • ONLINE CURRENCY CORP LTD (CLON)
A warning PDF of date 04/03/2020 (new window) FCA (REINO UNIDO) 
16/11/2011
  • ONLINE INVESTMENT BANK
A warning PDF of date 16/11/2011 (new window) GFSC (GIBRALTAR)ESTA PUBLICACION NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
30/09/2020
  • ONLINE MARKETSHARE
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
01/07/2020
  • ONLINE UNION (CLON)
A warning PDF of date 01/07/2020 (new window) FCA (REINO UNIDO) 
25/11/2020
  • ONLINEMARKETSHARE
A warning PDF of date 25/11/2020 (new window) FSMA (BELGICA) 
02/12/2009
  • ONLINE-PLACE AND/OR FOREX PLACE
A warning PDF of date 02/12/2009 (new window) CVM (BRASIL) 
25/01/2017
  • ONO VENTURES
A warning PDF of date 25/01/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial O.