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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 7 out of 13
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/11/2011
  • ONLINE INVESTMENT BANK
A warning PDF of date 16/11/2011 (new window) GFSC (GIBRALTAR)ESTA PUBLICACION NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
28/09/2011
  • OFFSHORE TAXATION LTD
A warning PDF of date 28/09/2011 (new window) FSA (REINO UNIDO) 
01/06/2011
  • OCTAGON FINANCIAL GROUP
A warning PDF of date 01/06/2011 (new window) FSA (REINO UNIDO) 
13/04/2011
  • OMNIVEST LTD
A warning PDF of date 13/04/2011 (new window) CYSEC (CHIPRE) 
16/03/2011
  • OCCIDENTAL CAPITAL PARTNERS
A warning PDF of date 16/03/2011 (new window) FSA (REINO UNIDO) 
23/02/2011
  • ORION INTERNATIONAL TRADING
A warning PDF of date 23/02/2011 (new window) FSA (REINO UNIDO) 
23/02/2011
  • OPTION10
A warning PDF of date 23/02/2011 (new window) CYSEC (CHIPRE) 
09/02/2011
  • OPTIS GROUP LLC
A warning PDF of date 09/02/2011 (new window) FSA (REINO UNIDO) 
17/11/2010
  • OSAKA FUTURES AND OPTIONS EXCHANGE
A warning PDF of date 17/11/2010 (new window) FSAN (NORUEGA) 
20/10/2010
  • ORIENT CONSULT BUSINESS CONSULTANTS LTD.
A warning PDF of date 20/10/2010 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial O.