Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 13
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/01/2014
  • OPCIONES BINARIAS
A warning PDF of date 29/01/2014 (new window) AMF (FRANCIA) 
18/09/2013
  • OBJETIVE RETURNS
A warning PDF of date 18/09/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA OBJECTIVE RETURNS PLC
11/09/2013
  • OPSTOCK LTD
A warning PDF of date 11/09/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA OPSTOCK LTD (FUSIONADA CON POHJOLA BANK)
11/09/2013
  • OPCIONES BINARIAS
A warning PDF of date 11/09/2013 (new window) AMF (FRANCIA) 
30/04/2013
  • OTIS KPO, LLC
A warning PDF of date 30/04/2013 (new window) FCA (REINO UNIDO) 
27/03/2013
  • OCEAN MERGERS & ACQUISITIONS
A warning PDF of date 27/03/2013 (new window) SFSA (SUECIA) 
05/12/2012
  • ONE GLOBAL MANAGEMENT
A warning PDF of date 05/12/2012 (new window) SFSA (SUECIA) 
14/11/2012
  • OPCIONES BINARIAS
A warning PDF of date 14/11/2012 (new window) AMF (FRANCIA) 
09/05/2012
  • OTIS KPO, LLC
A warning PDF of date 09/05/2012 (new window) EI_CBI (IRLANDA) 
04/01/2012
  • OPES CAPITAL INC
A warning PDF of date 04/01/2012 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial O.