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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 14
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/12/2009
  • ONLINE-PLACE AND/OR FOREX PLACE
A warning PDF of date 02/12/2009 (new window) CVM (BRASIL) 
16/09/2009
  • ORION FINANCIAL SERVICES LTD
A warning PDF of date 16/09/2009 (new window) CYSEC (CHIPRE) 
21/10/2015
  • OPTION500
A warning PDF of date 21/10/2015 (new window) CYSEC (CHIPRE) 
23/02/2011
  • OPTION10
A warning PDF of date 23/02/2011 (new window) CYSEC (CHIPRE) 
13/04/2011
  • OMNIVEST LTD
A warning PDF of date 13/04/2011 (new window) CYSEC (CHIPRE) 
01/06/2016
  • OSAKA FINANCIAL
A warning PDF of date 01/06/2016 (new window) DFSA (DINAMARCA) 
31/03/2010
  • OVANNIS CAPITAL
A warning PDF of date 31/03/2010 (new window) DFSA (DINAMARCA) 
05/12/2017
  • OTM CAPITAL
A warning PDF of date 05/12/2017 (new window) DFSA (DINAMARCA) 
19/09/2018
  • OPTION STARS
A warning PDF of date 19/09/2018 (new window) DFSA (DINAMARCA) 
09/05/2012
  • OTIS KPO, LLC
A warning PDF of date 09/05/2012 (new window) EI_CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial O.