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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 15
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/02/2019
  • OLIVER ANTON LNTNER (CLON)
A warning PDF of date 20/02/2019 (new window) FCA (REINO UNIDO) 
19/09/2018
  • OPTION STARS
A warning PDF of date 19/09/2018 (new window) DFSA (DINAMARCA) 
12/09/2018
  • OUR MORTGAGE HUB (CLON)
A warning PDF of date 12/09/2018 (new window) FCA (REINO UNIDO) 
28/03/2018
  • OAKWOOD ADVISORY
A warning PDF of date 28/03/2018 (new window) FCA (REINO UNIDO) 
05/12/2017
  • OTM CAPITAL
A warning PDF of date 05/12/2017 (new window) DFSA (DINAMARCA) 
11/10/2017
  • OSBOURNE MULLIGAN CONSULTING
A warning PDF of date 11/10/2017 (new window) FCA (REINO UNIDO) 
04/10/2017
  • ONEX BUSAN FINANCIAL
A warning PDF of date 04/10/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
27/09/2017
  • OPZIONE FINANZA OF ANTONIO VACCARO
A warning PDF of date 27/09/2017 (new window) CONSOB (ITALIA) 
30/08/2017
  • ONETWOTRADE / UP & DOWN MARKETING LTD
A warning PDF of date 30/08/2017 (new window) FSMA (BELGICA)ADVERTENCIA SOBRE ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS
30/08/2017
  • ORIX CAPITAL TRADING
A warning PDF of date 30/08/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS

Consultation criteria: By type unauthorised entities, By initial O.