As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 16 out of 26
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
04/01/2012
  • OPES CAPITAL INC
A warning PDF of date 04/01/2012 (new window) FSA (REINO UNIDO) 
30/11/2005
  • OPES INGENIUM GROUP
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
08/08/2007
  • OPFUND LTD
A warning PDF of date 08/08/2007 (new window) FSC (ISLA DE MAN)COMMONWEALTH OF DOMINICA
20/06/2007
  • OPFUND LTD
A warning PDF of date 20/06/2007 (new window) FSC (ISLA DE MAN) 
26/01/2022
  • OPLOSING FINANCE
A warning PDF of date 26/01/2022 (new window) FSMA (BELGICA) 
13/10/2022
  • OPLOSSINGEN VOOR FINANCIËLE PROBLEMEN
A warning PDF of date 13/10/2022 (new window) FSMA (BELGICA) 
11/05/2005
  • OPM RESOURCES
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 
06/07/2022
  • OPQUALITYSIGNALS360
A warning PDF of date 06/07/2022 (new window) FCA (REINO UNIDO) 
11/09/2013
  • OPSTOCK LTD
A warning PDF of date 11/09/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA OPSTOCK LTD (FUSIONADA CON POHJOLA BANK)
26/06/2019
  • OPT FINANCE
A warning PDF of date 26/06/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial O.