As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 14 out of 26
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/06/2022
  • ONLINE TRADER
A warning PDF of date 29/06/2022 (new window) FCA (REINO UNIDO) 
30/09/2020
  • ONLINE MARKETSHARE
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
07/04/2021
  • OVERTON’S INTERNATIONAL
  • OVERTONSINT.COM
A warning PDF of date 07/04/2021 (new window) FCA (REINO UNIDO) 
29/03/2023
  • OPTIMA INVESTMENT
A warning PDF of date 29/03/2023 (new window) FCA (REINO UNIDO) 
24/03/2021
  • OFFER INVESTOR YIELDS
A warning PDF of date 24/03/2021 (new window) FCA (REINO UNIDO) 
23/12/2020
  • OAKTREE CAPITAL MANAGEMENT / OAK TREE CAPITAL MANAGEMENT (CLON)
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS OAKTREE CAPITAL MANAGEMENT (UK) LLP/ OAKTREE CAPITAL MANAGEMENT (EUROPE) LLP / OAKTREE CAPITAL MANAGEMENT (INTERNATIONAL) LIMITED.
09/12/2020
  • ON MOVE LTD (OPERANDO COMO FIXED RATE MARKET UK LIMITED)
A warning PDF of date 09/12/2020 (new window) FCA (REINO UNIDO) 
14/06/2023
  • OCTUSGLOBALLTD.COM
A warning PDF of date 14/06/2023 (new window) FCA (REINO UNIDO) 
07/10/2020
  • OFC MARKETS
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO) 
24/02/2021
  • ORACLE LEGAL LTD
A warning PDF of date 24/02/2021 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial O.