Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 11 out of 16
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/10/2015
  • OPTION500
A warning PDF of date 21/10/2015 (new window) CYSEC (CHIPRE) 
20/04/2016
  • OPTION500 / OPTION SOLUTION GROUP LIMITED / OPTION SOLUTION ONLINE LIMITED
A warning PDF of date 20/04/2016 (new window) FSMA (BELGICA) 
26/12/2019
  • OPTIONFX
A warning PDF of date 26/12/2019 (new window) FSMA (BELGICA) 
22/07/2009
  • OPTIONS AND FUTURES EASTERN TRADING LIMITED
A warning PDF of date 22/07/2009 (new window) SFC (HONG KONG) 
25/05/2005
  • OPTIONS INTERNATIONAL LTD
A warning PDF of date 25/05/2005 (new window) SFC (HONG KONG) 
29/03/2017
  • OPTIONXCHANGE / GLOBE & CO LTD / STERLING CONSULTANCY OPTIONS (SC-OPTIONS)
A warning PDF of date 29/03/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS
09/02/2011
  • OPTIS GROUP LLC
A warning PDF of date 09/02/2011 (new window) FSA (REINO UNIDO) 
13/07/2005
  • OPUS FINANCIAL GROUP
A warning PDF of date 13/07/2005 (new window) SFC (HONG KONG) 
27/09/2017
  • OPZIONE FINANZA OF ANTONIO VACCARO
A warning PDF of date 27/09/2017 (new window) CONSOB (ITALIA) 
13/01/2010
  • ORACLE EQUITY MANAGEMENT
A warning PDF of date 13/01/2010 (new window) CBFA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial O.