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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 10 out of 18
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/01/2021
  • OCEAN LOANS
A warning PDF of date 27/01/2021 (new window) FCA (REINO UNIDO) 
24/03/2021
  • OFFER INVESTOR YIELDS
A warning PDF of date 24/03/2021 (new window) FCA (REINO UNIDO) 
07/04/2021
  • OVERTON’S INTERNATIONAL
  • OVERTONSINT.COM
A warning PDF of date 07/04/2021 (new window) FCA (REINO UNIDO) 
27/10/2021
  • OLIVE TREE INVEST LIMITED
A warning PDF of date 27/10/2021 (new window) FCA (REINO UNIDO) 
30/04/2013
  • OTIS KPO, LLC
A warning PDF of date 30/04/2013 (new window) FCA (REINO UNIDO) 
24/02/2021
  • ORACLE LEGAL LTD
A warning PDF of date 24/02/2021 (new window) FCA (REINO UNIDO) 
18/09/2013
  • OBJETIVE RETURNS
A warning PDF of date 18/09/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA OBJECTIVE RETURNS PLC
11/09/2013
  • OPSTOCK LTD
A warning PDF of date 11/09/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA OPSTOCK LTD (FUSIONADA CON POHJOLA BANK)
26/12/2019
  • ONESTOPBONDSHOP
A warning PDF of date 26/12/2019 (new window) FCA (REINO UNIDO) 
09/08/2017
  • OXFORD CAPITAL PARTNERS (CLON)
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACION

Consultation criteria: By type unauthorised entities, By initial O.