As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 10 out of 26
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/02/2021
  • OCEAN GROUP CAPITAL (CLONE)
A warning PDF of date 24/02/2021 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA OCEAN GROUP CAPITAL S.C.A., SICAR.
10/02/2021
  • OCTAVIOTRADEFX / GALORE PRO
A warning PDF of date 10/02/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
03/02/2021
  • OKURAS GLOBAL CAPITAL
A warning PDF of date 03/02/2021 (new window) FSMA (BELGICA) 
27/01/2021
  • OCEAN LOANS
A warning PDF of date 27/01/2021 (new window) FCA (REINO UNIDO) 
23/12/2020
  • OAKTREE CAPITAL MANAGEMENT / OAK TREE CAPITAL MANAGEMENT (CLON)
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS OAKTREE CAPITAL MANAGEMENT (UK) LLP/ OAKTREE CAPITAL MANAGEMENT (EUROPE) LLP / OAKTREE CAPITAL MANAGEMENT (INTERNATIONAL) LIMITED.
23/12/2020
  • OCTAVIOTRADE
A warning PDF of date 23/12/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
09/12/2020
  • ON MOVE LTD (OPERANDO COMO FIXED RATE MARKET UK LIMITED)
A warning PDF of date 09/12/2020 (new window) FCA (REINO UNIDO) 
25/11/2020
  • ONLINEMARKETSHARE
A warning PDF of date 25/11/2020 (new window) FSMA (BELGICA) 
25/11/2020
  • OTPFX
A warning PDF of date 25/11/2020 (new window) FSMA (BELGICA) 
18/11/2020
  • OTC MARKETS / BROKERHOUSE OTC
A warning PDF of date 18/11/2020 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities, By initial O.