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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 9 out of 22
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/02/2011
  • OPTIS GROUP LLC
A warning PDF of date 09/02/2011 (new window) FSA (REINO UNIDO) 
11/05/2005
  • OPM RESOURCES
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 
01/06/2011
  • OCTAGON FINANCIAL GROUP
A warning PDF of date 01/06/2011 (new window) FSA (REINO UNIDO) 
16/03/2011
  • OCCIDENTAL CAPITAL PARTNERS
A warning PDF of date 16/03/2011 (new window) FSA (REINO UNIDO) 
28/09/2011
  • OFFSHORE TAXATION LTD
A warning PDF of date 28/09/2011 (new window) FSA (REINO UNIDO) 
04/01/2012
  • OPES CAPITAL INC
A warning PDF of date 04/01/2012 (new window) FSA (REINO UNIDO) 
07/10/2020
  • OSAKA MATSUI MANAGEMENT
A warning PDF of date 07/10/2020 (new window) FMA (AUSTRIA) 
16/10/2019
  • OMEGAFX LIMITED / ENERGY CAPITAL GROUP EOOD
A warning PDF of date 16/10/2019 (new window) FMA (AUSTRIA) 
28/08/2019
  • OMC MARKETS (PERSONAL FOUND LTD)
A warning PDF of date 28/08/2019 (new window) FMA (AUSTRIA) 
07/04/2021
  • ORTI GROUP BEHEER GMBH (B.V.)
A warning PDF of date 07/04/2021 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial O.