As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 7 out of 22
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/02/2021
  • ORACLE LEGAL LTD
A warning PDF of date 24/02/2021 (new window) FCA (REINO UNIDO) 
13/01/2010
  • ORACLE EQUITY MANAGEMENT
A warning PDF of date 13/01/2010 (new window) CBFA (BELGICA) 
28/10/2009
  • ORACLE EQUITY MANAGEMENT
A warning PDF of date 28/10/2009 (new window) SFSA (SUECIA) 
27/09/2017
  • OPZIONE FINANZA OF ANTONIO VACCARO
A warning PDF of date 27/09/2017 (new window) CONSOB (ITALIA) 
13/07/2005
  • OPUS FINANCIAL GROUP
A warning PDF of date 13/07/2005 (new window) SFC (HONG KONG) 
09/02/2011
  • OPTIS GROUP LLC
A warning PDF of date 09/02/2011 (new window) FSA (REINO UNIDO) 
29/03/2017
  • OPTIONXCHANGE / GLOBE & CO LTD / STERLING CONSULTANCY OPTIONS (SC-OPTIONS)
A warning PDF of date 29/03/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS
13/07/2022
  • OPTIONS SWINGE FX / OPTIONSSWINGE
A warning PDF of date 13/07/2022 (new window) FCA (REINO UNIDO) 
25/05/2005
  • OPTIONS INTERNATIONAL LTD
A warning PDF of date 25/05/2005 (new window) SFC (HONG KONG) 
22/07/2009
  • OPTIONS AND FUTURES EASTERN TRADING LIMITED
A warning PDF of date 22/07/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial O.