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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 22
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/11/2020
  • OTC MARKETS / BROKERHOUSE OTC
A warning PDF of date 18/11/2020 (new window) CSSF (LUXEMBURGO) 
15/12/2021
  • ORCADIA ASSET MANAGEMENT S.A. (CLONE)
A warning PDF of date 15/12/2021 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO Y DE IGUAL DENOMINACIÓN ORCADIA ASSET MANAGEMENT S.A.
24/02/2010
  • OLTA CAPITAL MANAGEMENT INC.
A warning PDF of date 24/02/2010 (new window) CSSF (LUXEMBURGO) 
28/04/2021
  • OFXB LTD
A warning PDF of date 28/04/2021 (new window) CSSF (LUXEMBURGO) 
24/08/2022
  • OLYMPUS CAPITALS
A warning PDF of date 24/08/2022 (new window) CSSF (LUXEMBURGO) 
02/12/2009
  • ONLINE-PLACE AND/OR FOREX PLACE
A warning PDF of date 02/12/2009 (new window) CVM (BRASIL) 
10/11/2022
  • ONECAPITALINVEST.CO
A warning PDF of date 10/11/2022 (new window) CYSEC (CHIPRE) 
16/09/2009
  • ORION FINANCIAL SERVICES LTD
A warning PDF of date 16/09/2009 (new window) CYSEC (CHIPRE) 
13/04/2011
  • OMNIVEST LTD
A warning PDF of date 13/04/2011 (new window) CYSEC (CHIPRE) 
23/02/2011
  • OPTION10
A warning PDF of date 23/02/2011 (new window) CYSEC (CHIPRE) 

Consultation criteria: By type unauthorised entities, By initial O.