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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 18
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
31/03/2010
  • OVANNIS CAPITAL
A warning PDF of date 31/03/2010 (new window) DFSA (DINAMARCA) 
19/05/2010
  • ORIENTAL CONSOLIDATORS
A warning PDF of date 19/05/2010 (new window) CBFA (BELGICA) 
19/05/2010
  • ORION ADVISORY SERVICES, S.A.
A warning PDF of date 19/05/2010 (new window) BCSC (CANADA) 
07/07/2010
  • ORION ADVISORY SERVICES, S.A.
A warning PDF of date 07/07/2010 (new window) BCSC (CANADA) 
11/08/2010
  • OVANNIS CAPITAL
A warning PDF of date 11/08/2010 (new window) FSAN (NORUEGA) 
11/08/2010
  • OKUMA GROUP
A warning PDF of date 11/08/2010 (new window) FSAN (NORUEGA) 
20/10/2010
  • ORIENT CONSULT BUSINESS CONSULTANTS LTD.
A warning PDF of date 20/10/2010 (new window) SFSA (SUECIA) 
17/11/2010
  • OSAKA FUTURES AND OPTIONS EXCHANGE
A warning PDF of date 17/11/2010 (new window) FSAN (NORUEGA) 
09/02/2011
  • OPTIS GROUP LLC
A warning PDF of date 09/02/2011 (new window) FSA (REINO UNIDO) 
23/02/2011
  • ORION INTERNATIONAL TRADING
A warning PDF of date 23/02/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial O.