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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 22
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
04/12/2019
  • ORION CONSULTING LTD
A warning PDF of date 04/12/2019 (new window) CONSOB (ITALIA) 
07/07/2010
  • ORION ADVISORY SERVICES, S.A.
A warning PDF of date 07/07/2010 (new window) BCSC (CANADA) 
19/05/2010
  • ORION ADVISORY SERVICES, S.A.
A warning PDF of date 19/05/2010 (new window) BCSC (CANADA) 
19/10/2016
  • ORIGINAL MARKETS LTD
A warning PDF of date 19/10/2016 (new window) AMF (FRANCIA) 
19/05/2010
  • ORIENTAL CONSOLIDATORS
A warning PDF of date 19/05/2010 (new window) CBFA (BELGICA) 
20/10/2010
  • ORIENT CONSULT BUSINESS CONSULTANTS LTD.
A warning PDF of date 20/10/2010 (new window) SFSA (SUECIA) 
16/11/2022
  • OREA CAPITAL S.A. (CLONE)
A warning PDF of date 16/11/2022 (new window) CSSF (LUXEMBURGO)LA CSSF ADVIERTE AL PÚBLICO DE PERSONAS UTILIZANDO INDEBIDAMNETE EL NOMBRE DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN LUXEMBURGO OREA CAPITAL S.A. PARA OFRECER SERVICIOS DE INVERSIÓN.
15/12/2021
  • ORCADIA ASSET MANAGEMENT S.A. (CLONE)
A warning PDF of date 15/12/2021 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO Y DE IGUAL DENOMINACIÓN ORCADIA ASSET MANAGEMENT S.A.
17/11/2021
  • ORBITGTM
A warning PDF of date 17/11/2021 (new window) FSMA (BELGICA) 
07/04/2020
  • ORALAD MANAGEMENT (CLON)
  • ORALAD-MANAGEMENT.COM
A warning PDF of date 07/04/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial O.