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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 17
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/07/2009
  • OPTIONS AND FUTURES EASTERN TRADING LIMITED
A warning PDF of date 22/07/2009 (new window) SFC (HONG KONG) 
19/08/2009
  • OCEANICSKY CORPORATION INC
A warning PDF of date 19/08/2009 (new window) FSC (ISLA DE MAN) 
16/09/2009
  • ORION FINANCIAL SERVICES LTD
A warning PDF of date 16/09/2009 (new window) CYSEC (CHIPRE) 
28/10/2009
  • ORACLE EQUITY MANAGEMENT
A warning PDF of date 28/10/2009 (new window) SFSA (SUECIA) 
02/12/2009
  • ONLINE-PLACE AND/OR FOREX PLACE
A warning PDF of date 02/12/2009 (new window) CVM (BRASIL) 
09/12/2009
  • OLYMPIA LAW FIRM
A warning PDF of date 09/12/2009 (new window) CBFA (BELGICA) 
13/01/2010
  • ORACLE EQUITY MANAGEMENT
A warning PDF of date 13/01/2010 (new window) CBFA (BELGICA) 
27/01/2010
  • OLTA CAPITAL MANAGEMENT INC.
A warning PDF of date 27/01/2010 (new window) IFSRA (IRLANDA) 
10/02/2010
  • OCEAN OIL AND GAS LIMITED
A warning PDF of date 10/02/2010 (new window) FSC (ISLA DE MAN) 
24/02/2010
  • OLTA CAPITAL MANAGEMENT INC.
A warning PDF of date 24/02/2010 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities, By initial O.