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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 16
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/06/2019
  • OMCMARKETS
A warning PDF of date 05/06/2019 (new window) FSMA (BELGICA) 
09/04/2019
  • ORION SERVICE EOOD (WISEBANC)
A warning PDF of date 09/04/2019 (new window) FMA (AUSTRIA) 
06/03/2019
  • ONE THOUSAND ONE LTD
A warning PDF of date 06/03/2019 (new window) CONSOB (ITALIA) 
27/02/2019
  • ORION SERVICE EOOD / TLC CONSULTING LTD
A warning PDF of date 27/02/2019 (new window) CONSOB (ITALIA) 
20/02/2019
  • OLIVER ANTON LNTNER (CLON)
A warning PDF of date 20/02/2019 (new window) FCA (REINO UNIDO) 
19/09/2018
  • OPTION STARS
A warning PDF of date 19/09/2018 (new window) DFSA (DINAMARCA) 
12/09/2018
  • OUR MORTGAGE HUB (CLON)
A warning PDF of date 12/09/2018 (new window) FCA (REINO UNIDO) 
28/03/2018
  • OAKWOOD ADVISORY
A warning PDF of date 28/03/2018 (new window) FCA (REINO UNIDO) 
05/12/2017
  • OTM CAPITAL
A warning PDF of date 05/12/2017 (new window) DFSA (DINAMARCA) 
11/10/2017
  • OSBOURNE MULLIGAN CONSULTING
A warning PDF of date 11/10/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial O.