As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 22 out of 26
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/12/2016
  • ORIX CAPITAL TRADING
A warning PDF of date 07/12/2016 (new window) AFM (PAISES BAJOS) 
05/10/2022
  • ORKANFX.COM
A warning PDF of date 05/10/2022 (new window) AMF (FRANCIA) 
18/07/2007
  • ORMOND COMMODITIES
A warning PDF of date 18/07/2007 (new window) FSAN (NORUEGA) 
16/06/2021
  • OROBANC / EQUAL TARGET LTD
A warning PDF of date 16/06/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
19/05/2021
  • ORTEGA INVEST GROUP
A warning PDF of date 19/05/2021 (new window) FMA (AUSTRIA) 
07/04/2021
  • ORTI GROUP BEHEER GMBH (B.V.)
A warning PDF of date 07/04/2021 (new window) FMA (AUSTRIA) 
24/02/2016
  • OSAKA FINANCIAL
A warning PDF of date 24/02/2016 (new window) AFM (PAISES BAJOS) 
01/06/2016
  • OSAKA FINANCIAL
A warning PDF of date 01/06/2016 (new window) DFSA (DINAMARCA) 
25/05/2016
  • OSAKA FINANCIAL
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
17/11/2010
  • OSAKA FUTURES AND OPTIONS EXCHANGE
A warning PDF of date 17/11/2010 (new window) FSAN (NORUEGA) 

Consultation criteria: By type unauthorised entities, By initial O.