As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 20 out of 26
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/12/2007
  • OLSEN ACQUISITIONS
A warning PDF of date 12/12/2007 (new window) FSAN (NORUEGA) 
07/06/2017
  • OLIVIER AND MANN INC.
A warning PDF of date 07/06/2017 (new window) AFM (PAISES BAJOS) 
30/08/2017
  • OLIVIER AND MANN INC.
A warning PDF of date 30/08/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS)
07/04/2020
  • OLIVER PEARSON ADVISORY (CLON)
A warning PDF of date 07/04/2020 (new window) FCA (REINO UNIDO) 
20/02/2019
  • OLIVER ANTON LNTNER (CLON)
A warning PDF of date 20/02/2019 (new window) FCA (REINO UNIDO) 
27/10/2021
  • OLIVE TREE INVEST LIMITED
A warning PDF of date 27/10/2021 (new window) FCA (REINO UNIDO) 
08/07/2020
  • OLD MUTUAL WEALTH (CLON)
A warning PDF of date 08/07/2020 (new window) FCA (REINO UNIDO) 
14/07/2021
  • OKURAS GLOBAL CAPITAL
A warning PDF of date 14/07/2021 (new window) CBI (IRLANDA) 
03/02/2021
  • OKURAS GLOBAL CAPITAL
A warning PDF of date 03/02/2021 (new window) FSMA (BELGICA) 
11/08/2010
  • OKUMA GROUP
A warning PDF of date 11/08/2010 (new window) FSAN (NORUEGA) 

Consultation criteria: By type unauthorised entities, By initial O.