As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 19 out of 26
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/02/2023
  • OLYMPUSBROKERS LTD
A warning PDF of date 15/02/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
24/08/2022
  • OLYMPUS CAPITALS
A warning PDF of date 24/08/2022 (new window) CSSF (LUXEMBURGO) 
01/03/2023
  • OLYMPIA-TRADE
A warning PDF of date 01/03/2023 (new window) FCA (REINO UNIDO) 
18/03/2009
  • OLYMPIA LAW FIRM MERGERS & ACQUISITIONS
A warning PDF of date 18/03/2009 (new window) SFSA (SUECIA) 
09/12/2009
  • OLYMPIA LAW FIRM
A warning PDF of date 09/12/2009 (new window) CBFA (BELGICA) 
11/04/2007
  • OLYMPIA KING WEALTH GROUP
A warning PDF of date 11/04/2007 (new window) SFC (HONG KONG) 
15/03/2006
  • OLYMPIA CORPORATE SERVICES
A warning PDF of date 15/03/2006 (new window) SFC (HONG KONG) 
24/02/2010
  • OLTA CAPITAL MANAGEMENT INC.
A warning PDF of date 24/02/2010 (new window) CSSF (LUXEMBURGO) 
27/01/2010
  • OLTA CAPITAL MANAGEMENT INC.
A warning PDF of date 27/01/2010 (new window) IFSRA (IRLANDA) 
07/11/2007
  • OLSEN ACQUISITIONS
A warning PDF of date 07/11/2007 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial O.