As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 19 out of 26
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/04/2023
  • OPUNILO FINANCIAL
A warning PDF of date 12/04/2023 (new window) FSMA (BELGICA) 
13/07/2005
  • OPUS FINANCIAL GROUP
A warning PDF of date 13/07/2005 (new window) SFC (HONG KONG) 
27/09/2017
  • OPZIONE FINANZA OF ANTONIO VACCARO
A warning PDF of date 27/09/2017 (new window) CONSOB (ITALIA) 
28/10/2009
  • ORACLE EQUITY MANAGEMENT
A warning PDF of date 28/10/2009 (new window) SFSA (SUECIA) 
13/01/2010
  • ORACLE EQUITY MANAGEMENT
A warning PDF of date 13/01/2010 (new window) CBFA (BELGICA) 
24/02/2021
  • ORACLE LEGAL LTD
A warning PDF of date 24/02/2021 (new window) FCA (REINO UNIDO) 
07/04/2020
  • ORALAD MANAGEMENT (CLON)
  • ORALAD-MANAGEMENT.COM
A warning PDF of date 07/04/2020 (new window) FCA (REINO UNIDO) 
13/03/2024
  • ORALD MANAGEMENT AB (CLONE)
A warning PDF of date 13/03/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA, QUE HA USADO LA DIRECCIÓN DE CORREO ELECTRÓNICO INFO@ORALDMANAGEMENT.COM , HA CLONADO EL NOMBRE Y ANTIGUA DIRECCIÓN DE UNA ENTIDAD AUTORIZADA EN SUECIA CON QUIEN NO GUARDA NINGUNA RELACIÓN.
26/07/2023
  • ORBISFX.COM
A warning PDF of date 26/07/2023 (new window) HCMC (GRECIA) 
17/11/2021
  • ORBITGTM
A warning PDF of date 17/11/2021 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial O.