Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 18 out of 21
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/02/2021
  • OCTAVIOTRADEFX / GALORE PRO
A warning PDF of date 10/02/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
23/12/2020
  • OCTAVIOTRADE
A warning PDF of date 23/12/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
13/04/2022
  • OCTA-MARKETD
A warning PDF of date 13/04/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
01/06/2011
  • OCTAGON FINANCIAL GROUP
A warning PDF of date 01/06/2011 (new window) FSA (REINO UNIDO) 
02/03/2022
  • OCTAFX SIGNAL
A warning PDF of date 02/03/2022 (new window) FCA (REINO UNIDO) 
13/04/2022
  • OCTAFX INC
A warning PDF of date 13/04/2022 (new window) FCA (REINO UNIDO) 
16/02/2022
  • OCTA INVESTMENT
A warning PDF of date 16/02/2022 (new window) FCA (REINO UNIDO) 
23/02/2022
  • OCTA FOREXASIAN
A warning PDF of date 23/02/2022 (new window) FCA (REINO UNIDO) 
17/01/2007
  • OCFDA (OFFSHORE COMMODITY FUTURES DEALERS ASSOCIATION)
A warning PDF of date 17/01/2007 (new window) CBF (BELGICA) 
07/01/2004
  • OCF BANK ONLINE
A warning PDF of date 07/01/2004 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial O.